Dangers Particular To Senior Traders and Retirement Investments
Highlight On Expertise: Portia Amato, Compliance Officer
Now that we now have examined the SECs’ give attention to Retail Traders (Half 1: It’s 2017, What Are the SEC’s Priorities?), it’s time to flip our consideration to the OCIE’s 2nd focus space: Dangers particular to Senior Traders and Retirement Investments in addition to a number of different initiatives on the 2017 Precedence Record.
Obtain Half 2: It is 2017, What Are The SEC’s Priorities?
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ABOUT PORTIA AMATO
Portia Amato is a seasoned Compliance Officer, having over 18 years of funding administration expertise. Over the course of her profession, Portia has specialised in compliance, operations and shopper companies for funding advisors and high tier funding banks. Portia additionally efficiently helped to launched two wrap-fee packages for New York Life Funding Administration and US Belief